FINMA Financial Market Infrastructure Ordinance

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In The Matter OfFINMA Financial Market Infrastructure Ordinance
Exhibit A
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English is not an official language of the Swiss Confederation. This translation is provided for information purposes only and has no legal force.

Art. 49 Repeal and amendment of other legislation

The repeal and amendment of other legislative instruments are regulated in Annex 2.

Art. 50 Transitional provision on the disclosure of shareholdings

1 Disclosure notifications made under existing law retain their validity. Cases which arose prior to the FinMIA coming into force and which need to be disclosed due to that Act and this Ordinance must be reported by 31 March 2016. 2 Cases requiring notification which arise after this Ordinance comes into force may initially be reported and published under the current law, including a notice to that effect, up to 31 March 2016. The notification under the new legal regime must be submitted to the competent disclosure office and the company by 31 March 2016. 3 A disclosure office that does not have an electronic publishing platform when this Ordinance comes into force must have such a platform available and fully operational by 1 January 2017. 4 Until an electronic publishing platform becomes operational in accordance with paragraph 3, the company publishes its disclosure notifications in the Swiss Official Gazette of Commerce and in at least one of the prominent electronic media used for

Art. 50a Transitional Provision to the Amendment of 26 January 2017

The duty to report under Article 10 para. 2 FinMIO-FINMA in its version amended on 26 January 2017 must be met by 31 August 2017.

Art. 50a — Inserted by No I of the FINMA O of 26 Jan. 2017, in force since 1 March 2017 (AS 2017 547).

Art.50b Transitional Provision to the Amendment of 8 December 2022

1 The reporting duty under Article 3 paragraph 1 letters c and e in the version amended on 8 December 2022 must be met at the latest by 15 months after the Amendment comes into force. 2 The reporting offices must amend their regulations in accordance with Article 5 paragraph 5 and the technical specifications at the latest by 6 months after the Amendment comes into force and inform the reporting parties about this Amendment.

Art. 50b — Inserted by No I of the FINMA O of 8 Dec. 2022, in force since 1 Feb. 2023 (AS 2022 845).

Art. 51 Commencement

This Ordinance comes into force on 1 January 2016.