FINMA Financial Market Infrastructure Ordinance
FINMA Financial Market Infrastructure Ordinance
SR 958.111 — Ordinance of 3 December 2015 of the Swiss Financial Market Supervisory Authority on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading (FINMA Financial Market Infrastructure Ordinance, FinMIO-FINMA).
English is not an official language of the Swiss Confederation. This translation is provided for information purposes only and has no legal force. English consolidation of 1 February 2023, which is also the date of the current binding text.
Preamble
The Swiss Financial Market Supervisory Authority (FINMA), based on Article 51 paragraph 2 of the Financial Institutions Act of 15 June 2018 (FinIA), Article 74 paragraph 4 of the Financial Institutions Ordinance of 6 November 2019 (FinIO),Articles 39 paragraph 2, 101 paragraphs 1 and 2, 123 paragraphs 1 and 2 and 135 paragraph 4 of the Financial Market Infrastructure Act of 19 June 2015 (FinMIA),and Article 36 paragraph 4 of the Financial Market Infrastructure Ordinance of 25 November 2015 (FinMIO), hereby decrees:
SR 954.1 SR 954.11 SR 958.1 SR 958.11 Amended by Annex No 5 of the FINMA O of 4 Nov. 2020 on Financial Institutions, in force since 1 Jan. 2021 (AS 2020 5327).
Contents
1. Record-Keeping and Documenting Requirements — 1 article 2. Reporting Duty — 4 articles 3. OTC Derivatives Transactions for Clearing — 2 articles 4. Correspondence and Determination of Deadlines in relation to the Disclosure of Shareholdings and Takeovers — 2 articles 5. Disclosure of Shareholdings — 20 articles 6. Duty to make an Offer — 18 articles 7. Cooperation between FINMA, the Takeover Board and Stock Exchanges — 1 article 8. Final Provisions — 5 articles