Financial Services Act (FinSA)

By Steph1
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In The Matter OfFinancial Services Act (FinSA)
Exhibit A
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Financial Services Act (FinSA)

SR 950.1 — Federal Act of 15 June 2018 on Financial Services (Financial Services Act, FinSA).

English is not an official language of the Swiss Confederation. This translation is provided for information purposes only, has no legal force and may not be relied on in legal proceedings. English consolidation of 1 March 2024, which is also the date of the current binding text.

Preamble

The Federal Assembly of the Swiss Confederation, based on Articles 95, 97, 98 and 122 paragraph 1 of the Federal Constitution,and having considered the Federal Council Dispatch of 4 November 2015, decrees:

SR 101 BBl 2015 8901

Contents

1. General Provisions — 5 articles 2. Requirements for the Provision of Financial Services — 29 articles 3. Offering of Financial Instruments — 37 articles 4. Provision of Documents — 2 articles 5. Ombudsman's Offices — 13 articles 6. Supervision and Exchange of Information — 2 articles 7. Criminal Provisions — 4 articles 8. Final Provisions — 4 articles