FinIO-FINMA

By Steph2

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In The Matter OfFinIO-FINMA

Exhibit A

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Home 1 Portfolio Managers And Trustees 2 Managers Of Collective Assets 3 Fund Management Companies 4 Financial And Regulatory Audits For Managers 5 Capital Statement Of Securities Firms That Do 6 Form Of Submission 7 Final Provisions

(Art. 57 para. 8 FinIO)

English is not an official language of the Swiss Confederation. This translation is provided for information purposes only and has no legal force.

Art. 18

1 Articles 8–14 apply mutatis mutandis to fund management companies. 2 In risk management, the fund management company may take into account the corresponding measures of the asset manager for collective assets as part of its risk-based assessment.

Official text on Fedlex — consolidation of 1 January 2021

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