Financial Services Ordinance (FINSO)

By Steph1
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In The Matter OfFinancial Services Ordinance (FINSO)
Exhibit A
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Financial Services Ordinance (FINSO)

SR 950.11 — Ordinance of 6 November 2019 on Financial Services (Financial Services Ordinance, FINSO).

English is not an official language of the Swiss Confederation. This translation is provided for information purposes only, has no legal force. English consolidation of 1 January 2022, which is also the date of the current binding text.

Preamble

The Swiss Federal Council, based on the Financial Services Act of 15 June 2018 (FinSA), ordains:

SR 950.1

Contents

1. General Provisions — 5 articles 2. Requirements for the Provision of Financial Services — 37 articles 3. Offering of Financial Instruments — 54 articles 4. Provision of Documents — 1 article 5. Ombudsman's Offices — 4 articles 6. Final Provisions — 11 articles