Federal Intermediated Securities Act (FISA)

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In The Matter OfFederal Intermediated Securities Act (FISA)
Exhibit A
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Federal Intermediated Securities Act (FISA)

SR 957.1 — Federal Act of 3 October 2008 on Intermediated Securities (Federal Intermediated Securities Act, FISA).

English is not an official language of the Swiss Confederation. This translation is provided for information purposes only and has no legal force. English consolidation of 1 January 2023, which is also the date of the current binding text.

Preamble

The Federal Assembly of the Swiss Confederation, based on Articles 98 paragraph 1 and 122 paragraph 1 of the Federal Constitution,and having considered the Federal Council Dispatch dated 15 November 2006, decrees:

SR 101 BBl 2006 9315

Contents

1. Purpose, Scope and Definitions — 5 articles 2. Creation, Extinction and Conversion of Intermediated Securities — 4 articles 3. Sub-Custody and Availability of Intermediated Securities — 6 articles 4. Rights deriving from the Custody of Intermediated Securities — 12 articles 5. Disposition of Intermediated Securities and Effectiveness against Third Parties — 7 articles 6. Realisation of Collateral — 2 articles 7. Liability — 1 article 8. Final Provisions — 3 articles