![FinIO-FINMA](https://cdn.slatesource.com/b/b/3/bb39d2e5-9587-49cf-af8a-b2ae31b4a43f.webp)

# FinIO-FINMA

- [Made in Slatesource](https://slatesource.com/@steph/finio-finma)
- By [Steph](https://slatesource.com/@steph)
- Created on Aug 13, 2026

## FinIO-FINMA

SR 954.111 — Ordinance of 4 November 2020 of the Swiss Financial Market Supervisory Authority on Financial Institutions (FINMA Financial Institutions Ordinance, FinIO-FINMA).

[fedlex.data.admin.ch](https://fedlex.data.admin.ch/eli/cc/2020/922?utm_source=slatesource)

English is not an official language of the Swiss Confederation. This translation is provided for information purposes only and has no legal force. English consolidation of 1 January 2021, which is also the date of the current binding text.

[fedlex.data.admin.ch](https://fedlex.data.admin.ch/eli/cc/2020/922?utm_source=slatesource)

## Preamble

The Swiss Financial Market Supervisory Authority (FINMA), based on Article 46 paragraph 5 of the Financial Institutions Act of 15 June 2018 (FinIA), Articles 11, 31 paragraph 3, 34 paragraph 4, 41 paragraph 9, 44 paragraph 3, 57 paragraph 8 of the Financial Institutions Ordinance of 6 November 2019 (FinIO) andon Article 5 paragraph 5 of the Financial Market Auditing Ordinance of 5 November 2014 (FINMA-PV), ordains:

SR 954.1 SR 954.11 SR 956.161

## Contents

1\. Portfolio Managers and Trustees — 4 articles 2. Managers of Collective Assets — 13 articles 3. Fund Management Companies — 1 article 4. Financial and Regulatory Audits for Managers of Collective Assets and Fund Management Companies — 4 articles 5. Capital Statement of Securities Firms that do not Hold Accounts — 1 article 6. Form of Submission — 1 article 7. Final Provisions — 3 articles

[Official text on Fedlex — consolidation of 1 January 2021](https://fedlex.data.admin.ch/filestore/fedlex.data.admin.ch/eli/cc/2020/922/20210101/en/html/fedlex-data-admin-ch-eli-cc-2020-922-20210101-en-html-1.html?utm_source=slatesource)