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FinIO-FINMA
SR 954.111 — Ordinance of 4 November 2020 of the Swiss Financial Market Supervisory Authority on Financial Institutions
(FINMA Financial Institutions Ordinance, FinIO-FINMA).
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:NOTE [links:https://fedlex.data.admin.ch/eli/cc/2020/922]
English is not an official language of the Swiss Confederation. This translation is provided for information purposes only and has no legal force.
English consolidation of 1 January 2021, which is also the date of the current binding text.

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Preamble
The Swiss Financial Market Supervisory Authority (FINMA),
based on Article 46 paragraph 5 of the Financial Institutions Act of 15 June 2018 (FinIA), Articles 11, 31 paragraph 3, 34 paragraph 4, 41 paragraph 9, 44 paragraph 3, 57 paragraph 8 of the Financial Institutions Ordinance of 6 November 2019 (FinIO) andon Article 5 paragraph 5 of the Financial Market Auditing Ordinance of 5 November 2014 (FINMA-PV),
ordains:
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:NOTE
SR 954.1
SR 954.11
SR 956.161

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Contents
1. Portfolio Managers and Trustees — 4 articles
2. Managers of Collective Assets — 13 articles
3. Fund Management Companies — 1 article
4. Financial and Regulatory Audits for Managers of Collective Assets and Fund Management Companies — 4 articles
5. Capital Statement of Securities Firms that do not Hold Accounts — 1 article
6. Form of Submission — 1 article
7. Final Provisions — 3 articles

:LINK
https://fedlex.data.admin.ch/filestore/fedlex.data.admin.ch/eli/cc/2020/922/20210101/en/html/fedlex-data-admin-ch-eli-cc-2020-922-20210101-en-html-1.html
Official text on Fedlex — consolidation of 1 January 2021